Securities regulation in the United States

Results: 4123



#Item
881Stock market / New Deal / Securities Act / Financial regulation / Financial economics / Security / Investment / Form 144 / Securities Exchange Act / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

Blanket Order No. 29 IN THE MATTER OF THE SECURITIES ACT R.S.N. 1990, CHAPTER S-13, AS AMENDED (the "Act") AND IN THE MATTER OF THE FIRST TRADE IN SECURITIES ACQUIRED

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Source URL: www.servicenl.gov.nl.ca

Language: English - Date: 2014-12-03 13:00:08
882Stock market / Investment / Finance / 73rd United States Congress / Securities / Securities Act / Prospectus / Regulation S-K / Financial economics / United States securities law / United States Securities and Exchange Commission

Blanket Order No. 1 IN THE MATTER OF THE SECURITIES ACT, 1990 S.N. 1990, CHAPTER 48 ("the Act") AND IN THE MATTER OF RULES FOR SHELF PROSPECTUS OFFERINGS

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Source URL: www.servicenl.gov.nl.ca

Language: English - Date: 2014-12-03 12:59:55
883United States Securities and Exchange Commission / United States securities law / Winnipeg / Manitoba / Financial regulation / 2nd millennium / Law / 73rd United States Congress / New Deal / Securities Act

THE MANITOBA SECURITIES COMMISSION IN THE MATTER OF:

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Source URL: www.msc.gov.mb.ca

Language: English - Date: 2014-12-18 16:12:09
884SEC filings / Financial regulation / Stock market / Securities Exchange Act / Finance / Security / Financial economics / U.S. Securities and Exchange Commission / Securities regulation in the United States / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

Martha Redding Chief Counsel Assistant Corporate Secretary NYSE

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Source URL: www.sec.gov

Language: English - Date: 2014-12-02 14:07:20
88573rd United States Congress / Financial economics / SEC filings / Finance / Investment / Securities Act / Newfoundland and Labrador / Security / Regulation D / United States Securities and Exchange Commission / United States securities law / Stock market

Blanket Order No. 50 SECURITIES COMMISSION OF NEWFOUNDLAND AND LABRADOR DEPARTMENT OF GOVERNMENT SERVICES AND LANDS GOVERNMENT OF NEWFOUNDLAND AND LABRADOR IN THE MATTER OF

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Source URL: www.servicenl.gov.nl.ca

Language: English - Date: 2014-12-03 13:00:16
886New Deal / Securities Act / Financial regulation / Financial economics / Finance / SEC filings / Exempt market dealer / Securities and Exchange Board of India Act / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

Blanket Ruling No. 9 IN THE MATTER OF THE SECURITIES ACT, 1990 S.N. 1990, CHAPTER 48 ("the Act") and IN THE MATTER OF SUBSECTION[removed]OF THE ACT

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Source URL: www.servicenl.gov.nl.ca

Language: English - Date: 2014-12-03 12:59:58
887Stock market / Financial economics / Finance / New Deal / Securities Act / Investment / Security / Issuer / Regulation S-X / United States Securities and Exchange Commission / United States securities law / 73rd United States Congress

Blanket Order No. 25 IN THE MATTER OF THE SECURITIES ACT R.S.N. 1990, CHAPTER S-13, AS AMENDED (the "Act") AND IN THE MATTER OF CERTAIN REPORTING ISSUERS

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Source URL: www.servicenl.gov.nl.ca

Language: English - Date: 2014-12-03 13:00:06
88873rd United States Congress / United States Securities and Exchange Commission / 76th United States Congress / Government / United States / Notice of proposed rulemaking / U.S. Securities and Exchange Commission / Securities regulation in the United States / Securities Exchange Act / United States securities law / Financial regulation / United States administrative law

Monday, December 20, 2010 Part XXIV Securities and

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Source URL: www.gpo.gov

Language: English - Date: 2011-01-06 17:02:33
889United States Securities and Exchange Commission / United States securities law / Financial regulation / 73rd United States Congress / New Deal / Securities Act

ADMINISTRATIVE PROCEEDING BEFORE THE MARYLAND SECURITIES COMMISSIONER IN THE MATTER OF: *

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Source URL: www.oag.state.md.us

Language: English - Date: 2014-12-01 08:31:28
890Stock market / Financial regulation / Financial economics / New Deal / Securities Act / Finance / Securities Exchange Act / Security / Securities Commission of New Zealand / United States Securities and Exchange Commission / United States securities law / 73rd United States Congress

Blanket Order No. 4 Revoked & Replaced January 9, 1995 by Blanket Order No. 29 IN THE MATTER OF THE SECURITIES ACT, 1990 S.N. 1990, CHAPTER 48 (the "Act") and

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Source URL: www.servicenl.gov.nl.ca

Language: English - Date: 2014-12-03 12:59:56
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